Recordkeeping Audit
A structured review of how your fintech firm creates, stores, retrieves, and retires regulated records.
From HK$62,000 · 3–5 weeks
Who it suits
Licensed or pre-licence payment, lending, brokerage, and wealth-tech teams preparing for an internal or supervisory look at their recordkeeping programme.
What you receive
- Inventory of record classes mapped to retention claims
- Gap analysis ranked by reconstructability risk
- Sample findings from live customer and governance files
- Sequenced remediation roadmap with owner suggestions
Format
Kick-off workshop, document and archive walkthroughs, sampling sessions with control owners, and a closing read-out. Remote by default; on-site at Welland Plaza or your office when needed. Pricing is informational; payment terms are set in the written proposal after you enquire.